We maintain relationships with a wide network of professionals who have expertise in important areas such as accounting, estate planning and insurance. It enables us to holistically address important financial matters that are central to a comprehensive wealth management plan.
We believe it is imperative for a Registered Investment Advisory firm to use third-party custodians to handle client accounts. For this reason, we have selected Raymond James and TD Ameritrade to provide clearing and custodial services for our clients.
Raymond James is one of the largest independent financial services firms in America. As our custodian, Raymond James holds clients’ securities, while providing services such as account administration, transaction settlements, collection of dividends and interest payments, equity research, tax support and foreign exchange.
TD Ameritrade helps us serve our clients and run our business efficiently by providing operational solutions, innovative technology, customized practice management and an open-architecture investment platform. TD Ameritrade Institutional provides comprehensive brokerage and custody services to more than 4,000 independent Registered Investment Advisors.